Home Forex Regulations and Compliance Regulatory bodies
Financial Conduct Authority (FCA)
0 Out of 0 Found HelpfulThe Financial Conduct Authority (FCA) is a regulatory body in the United Kingdom that is responsible for overseeing and regulating financial firms and markets in the country. It was established in 2013, taking over the responsibilities of the Financial Services Authority (FSA), and is an independent body funded by fees paid by the firms it reg...
Read MoreSanctions and enforcement actions taken by the NFA
0 Out of 0 Found HelpfulThe National Futures Association (NFA) is responsible for enforcing its own rules and regulations as well as the Commodity Futures Trading Commission's (CFTC) regulations in the United States. The NFA takes various enforcement actions against its members who fail to comply with its rules and regulations, including fines, suspensions, and revoc...
Read MoreConsumer protection measures implemented by the NFA
0 Out of 0 Found HelpfulThe NFA has implemented several consumer protection measures to ensure fair and transparent Forex trading practices. Here are some of them:Disclosure requirements: NFA members are required to disclose all relevant information about their services, fees, and potential conflicts of interest to their clients.Segregation of client funds: For...
Read MoreRequirements for Forex brokers to become NFA members
0 Out of 0 Found HelpfulForex brokers who wish to operate in the United States must become members of the National Futures Association (NFA) and register with the Commodity Futures Trading Commission (CFTC). The NFA is a self-regulatory organization (SRO) that is responsible for regulating the futures and forex industries in the US. To become a member of the...
Read MoreOverview of the NFA and its role in regulating Forex trading in the US
0 Out of 0 Found HelpfulThe National Futures Association (NFA) is an independent self-regulatory organization (SRO) that oversees and regulates the futures industry in the United States. It was established in 1982 and is headquartered in Chicago, Illinois. The NFA is responsible for enforcing rules and regulations related to the trading of futures contracts, i...
Read MoreNational Futures Association (NFA)
0 Out of 0 Found HelpfulThe National Futures Association (NFA) is a self-regulatory organization (SRO) that regulates the derivatives markets in the United States. The organization was founded in 1982 and is headquartered in Chicago, Illinois. The NFA is responsible for enforcing rules and regulations related to the trading of futures, options, and swaps. The NFA als...
Read MoreComparison of different regulatory bodies and their regulatory frameworks
0 Out of 0 Found HelpfulRegulatory bodies play a critical role in ensuring the integrity and stability of financial markets by overseeing and enforcing rules and regulations for market participants. In the forex market, there are several regulatory bodies around the world that oversee and regulate forex brokers and ensure that they operate in a fair and transparent m...
Read MoreOverview of the main regulatory bodies in the Forex industry
0 Out of 0 Found HelpfulThere are several regulatory bodies that oversee the Forex industry worldwide. Here are some of the main ones:Financial Conduct Authority (FCA) - United KingdomCommodity Futures Trading Commission (CFTC) - United StatesNational Futures Association (NFA) - United StatesAustralian Securities and Investments Commission (ASIC) - AustraliaFinancial...
Read MoreExplanation of the role of regulatory bodies
0 Out of 0 Found HelpfulRegulatory bodies in Forex trading are organizations established by governments, financial institutions, or independent entities to supervise and regulate financial markets and participants, including forex brokers. They ensure that market participants follow ethical and legal standards, protect investors and traders, and promote market stabil...
Read MoreIntroduction to Regulatory Bodies in Forex Trading
0 Out of 0 Found HelpfulRegulatory bodies are organizations that oversee the operations of financial institutions and markets to ensure they operate in a fair, transparent, and honest manner. In the forex market, regulatory bodies play a vital role in ensuring that market participants operate in compliance with the regulations that protect investors, maintain market ...
Read MoreSubmit a ticket and we’ll get back to you as soon as possible.